The Vanguard Group, Inc. at Pennsylvania Department of the Treasury

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This Consulting Agreement, effective September 11, 2023, is between the Pennsylvania Treasury Department and The Spaulding Group (TSG) for establishing GIPS Standards for Asset Owners. The agreement has a term of five years and incorporates TSG's proposal detailing GIPS consulting, planning sessions, and verification services. Specific fees are outlined for initial and annual services, but no single total contract amount is provided. The contract includes provisions for confidentiality, work product ownership by Treasury, and is governed by Pennsylvania law.

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This contract establishes an agreement between the Commonwealth of Pennsylvania, Treasury Department and Innovative Advocate Group, Inc. (IA Group) for the identification, collection, and delivery of abandoned and unclaimed property. IA Group is tasked with auditing holders for compliance with the Disposition of Abandoned and Unclaimed Property Act (DAUPA), collecting property, and remitting it to the Department. The contract details the scope of work, including requirements for commencement and conduct, securities valuation, delivery of property, enforcement, examination periods, and confidentiality. IA Group's compensation is based on a percentage (5% or 10%) of the property identified and delivered. The agreement also includes comprehensive provisions for records management, data security, physical security, and conflict of interest. The contract is effective upon approval by the Office of Attorney General for an initial term of three years, with potential extensions.

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This document is an amendment, dated April 8, 2025, to the existing Software License Agreement (MEO2C-044) between the Pennsylvania Higher Education Assistance Agency (PHEAA) and Vanguard Integrity Professionals, Inc. It incorporates Schedule No. 017, which details the subscription for maintenance services for Vanguard Administrator RACF, Vanguard Advisor RACF, and Vanguard Analyzer RACF products at 8,275 MIPS. The service period for this subscription is from July 1, 2025, to June 30, 2026.

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This letter agreement, dated February 21, 2024, is between Ullico Investment Advisors, Inc. (and its General Partner, UIF GP, LLC) and the Commonwealth of Pennsylvania Treasury Department. It serves to clarify and modify terms related to the Investor's participation in Ullico Infrastructure Taxable Fund, L.P., supplementing a Subscription Agreement and an Amended and Restated Limited Partnership Agreement from January 1, 2020. The agreement includes a commitment target for the General Partner to identify at least $50 million in Pennsylvania Infrastructure Development Project investment opportunities within four years of the Investor's first capital call. It also details various terms and conditions, including indemnification, confidentiality, and reporting requirements using ILPA templates.